Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Goncalves Santos is a financial professional with over 8 years of experience in the securities industry. Currently, Samantha is registered with Rabo Securities USA, Inc. in New York and New Jersey. Prior to joining Rabo Securities USA, Inc., Samantha was affiliated with LEK Securities Corporation and Peter R. Mack & Co., Inc.. Samantha is a Series 7, Series 24, Series 63 and Series 79TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/25/2019 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
08/26/2015 - 03/25/2019
LEK SECURITIES CORPORATION (NEW CITY NY)
CT
06/09/2018 - 10/06/2018
PETER R. MACK & CO., INC. (WESTON CT)
BC
Issued 04/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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