Unclaimed
Samantha Gehn is a registered representative with Chardan Capital Markets LLC in New York, NY. Samantha has been in the financial services industry since 2020 and has a Series 7, Series 63, and Series 79 license. Samantha is currently not registered as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2022 - Present
Chardan Capital Markets LLC (NEW YORK NY)
NY
08/05/2020 - 06/08/2021
A.G.P. / ALLIANCE GLOBAL PARTNERS (New York NY)
BC
Issued 08/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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