Unclaimed
Samantha Faruzzi is a registered representative with Mesirow Financial, Inc. based in Chicago, IL. Samantha has been in the securities industry since July 13, 2022. Samantha holds the Series 7TO, Series 63 and SIE licenses and is registered with the states of Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/14/2022 - Present
Mesirow Financial, Inc. (CHICAGO IL)
BC
Issued 09/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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