Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Elizabeth Swayze is an Investment Advisor Representative at Northern Trust Investments, Inc.. Samantha has been in the industry since 2023. She has passed the Uniform Investment Adviser Law Examination. Samantha is currently registered with the state of Texas. Samantha has a Series 65 license. Samantha is also registered with the state of Illinois. She has prior experience as a student at institutions in Idaho and Texas, as well as roles at Murphy & Sylvest Wealth Management and Murphy & Sylvest in Dallas, Texas. She has been with Northern Trust Bank and Northern Trust Securities, Inc. in Chicago, Illinois since November 2024. Samantha's areas of expertise include financial planning, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. She also provides educational seminars and model portfolio provider services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio provider, investment research,index services, transition management and overlay services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transition management service fees
1
2
IL
12/03/2024 - Present
Northern Trust Investments, Inc. (Chicago IL)
IA
Issued 08/23/2023
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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