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Samantha Cochrane

Cetera Advisors LLC

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About Samantha Cochrane

Samantha Cochrane is a financial advisor with over 20 years of experience in the industry. Samantha is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Samantha is licensed in Texas. Samantha holds the Series 7, Series 24, Series 63, SIE and Series 99TO licenses.

Firm Information

Samantha Cochrane is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samantha Cochrane’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

TX

05/24/2010 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

06/24/2008 - 08/07/2009

TD AMERITRADE, INC. (FORT WORTH TX)

TX

04/02/2008 - 08/07/2009

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

TX

04/24/2006 - 04/07/2008

TD AMERITRADE, INC. (FORT WORTH TX)

TX

01/03/2002 - 07/05/2006

AMERITRADE, INC. (FORT WORTH TX)

NE

10/10/2000 - 12/31/2001

AMERITRADE (BELLEVUE NE)

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Licenses & Designations

BC

Issued 10/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Cochrane.
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