Unclaimed
Samantha Cochrane is a financial advisor with over 20 years of experience in the industry. Samantha is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Samantha is licensed in Texas. Samantha holds the Series 7, Series 24, Series 63, SIE and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
05/24/2010 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/24/2008 - 08/07/2009
TD AMERITRADE, INC. (FORT WORTH TX)
TX
04/02/2008 - 08/07/2009
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
04/24/2006 - 04/07/2008
TD AMERITRADE, INC. (FORT WORTH TX)
TX
01/03/2002 - 07/05/2006
AMERITRADE, INC. (FORT WORTH TX)
NE
10/10/2000 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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