linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Samantha Bauer

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Samantha? Claim Your Profile

About Samantha Bauer

Samantha Bauer is a financial professional with over 4 years of experience in the industry. Samantha has a Series 63, Series 6TO and SIE licenses. Samantha currently works at Northwestern Mutual Investment Services, LLC in Chesterfield, Missouri and previously worked at several other firms including W&S Brokerage Services, Inc., J.P. Morgan Securities LLC, NYLIFE Securities LLC, PRIVATE CLIENT SERVICES, LLC, and U.S. BANCORP INVESTMENTS, INC. Samantha is registered in Missouri.

Firm Information

Samantha Bauer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Samantha Bauer’s Registration & Firm History

MO

01/25/2024 - Present

Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)

MO

11/04/2022 - 10/13/2023

W&S BROKERAGE SERVICES, INC. (SAINT LOUIS MO)

MO

04/13/2022 - 08/16/2022

J.P. MORGAN SECURITIES LLC (St Louis MO)

MO

04/09/2021 - 02/25/2022

NYLIFE SECURITIES LLC (CREVE COEUR MO)

MO

02/18/2020 - 10/12/2020

PRIVATE CLIENT SERVICES, LLC (Kirkwood MO)

MO

07/26/2019 - 01/15/2020

U.S. BANCORP INVESTMENTS, INC. (CRESTWOOD MO)

Not sure if Samantha Bauer is right for you?

Licenses & Designations

BC

Issued 09/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samantha Bauer.
Not sure if Samantha Bauer is right for you?