Unclaimed
Samantha Asaro is a registered representative with Piper Sandler & Co. Samantha has been in the financial services industry since June 2021 and holds Series 63, 79TO and SIE licenses. Samantha is registered in New York. Samantha's current branch office location is in New York, NY. Samantha's firm, Piper Sandler & Co., is headquartered in Minneapolis, MN. The firm has been providing financial advisory services since 2010. The firm's assets under management are between $1 billion and $10 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/25/2021 - Present
Piper Sandler & Co. (NEW YORK NY)
BC
Issued 06/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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