Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Ana Duke is a financial advisor with Morgan Stanley. Samantha has been in the industry for over six years and is registered with the state of Arizona and Texas. Samantha's experience includes working with TD Ameritrade and Merrill Lynch. Samantha has earned the Series 66, Series 7 and SIE licenses. Samantha is a registered Investment Advisor Representative and Broker. Samantha has experience in a variety of investment products and services, including retirement planning, investment management, and financial planning. Samantha is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
02/24/2020 - Present
Morgan Stanley (Scottsdale AZ)
UT
03/20/2019 - 12/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT GEORGE UT)
FL
03/17/2017 - 12/18/2018
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
BOTH
Issued 06/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samantha Duke is the right advisor for you? Invested Better is here to help.
