Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha? Claim Your ProfileSamantha Aman is a registered representative with Northwestern Mutual Investment Services, LLC. Samantha holds the Series 7TO, Series 63, and SIE licenses. Samantha is registered with the state of Wisconsin. Samantha's branch office is located in Appleton, Wisconsin. Samantha is associated with Northwestern Mutual Investment Services, LLC since December 15, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
12/15/2021 - Present
Northwestern Mutual Investment Services, LLC (Appleton WI)
BC
Issued 01/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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