Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samantha a? Claim Your ProfileSamantha a Parker-hopkins is a registered investment advisor with UBS Financial Services Inc. Samantha a Parker-hopkins has been working in the industry since June 21, 2001 and is registered with the state of Florida and Texas. Samantha a Parker-hopkins is licensed in 29 states and offers a range of services, including financial planning, pension consulting, and educational seminars. Samantha a Parker-hopkins is also a registered principal of the firm, which means that she has passed the Series 9 and Series 10 exams. Samantha a Parker-hopkins is based in Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/17/2008 - Present
UBS Financial Services Inc. (TAMPA FL)
FL
06/22/2001 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
IA
Issued 07/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samantha a Parker-hopkins is the right advisor for you? Invested Better is here to help.
