Unclaimed
Sam Wetzel is a financial advisor at Mesirow Financial, Inc. Sam holds the Series 7TO, Series 63, and SIE licenses. Sam has been in the industry for over 1 year. Mesirow Financial, Inc. is a financial services firm that provides a range of services to individuals and institutions, including investment management, wealth management, and capital markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/01/2021 - Present
Mesirow Financial, Inc. (CHICAGO IL)
BC
Issued 10/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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