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Sam Stubbert

Fnex Capital, LLC

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About Sam Stubbert

Sam Stubbert is a financial advisor with over 20 years of experience in the financial services industry. Sam is currently registered with Fnex Capital, LLC, and holds Series 7 and Series 63 licenses. Sam has also passed the SIE and Series 65 exams. Sam has a strong track record of success in providing financial advice to clients. Sam is committed to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Sam Stubbert is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sam Stubbert’s Registration & Firm History

IN

03/04/2016 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

MO

05/23/2014 - 12/07/2015

MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)

IL

05/15/2013 - 05/09/2014

CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)

GA

10/04/2010 - 04/30/2013

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

TX

03/02/2006 - 10/06/2010

BEHRINGER SECURITIES LP (DALLAS TX)

PA

07/08/2004 - 04/04/2006

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

IL

03/10/2003 - 07/13/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

07/02/2001 - 12/17/2002

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

01/24/2000 - 01/19/2001

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

07/23/1999 - 01/28/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/29/1998 - 06/22/1999

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/18/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sam Stubbert.
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