Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Santo Bellestri is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. Sam has been in the industry since November 30, 2001, and holds licenses in both Broker-Dealer and Investment Advisor roles. Sam has a long history in the financial industry, having previously worked at UBS Financial Services Inc., Piper Jaffray & Co., Morgan Stanley DW Inc., and Citigroup Global Markets Inc. Sam holds a variety of securities licenses and has passed multiple exams including Series 31, Series 7, Series 63, and Series 65. Sam Santo Bellestri is also registered in 19 different states as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
06/10/2016 - Present
Raymond James Financial Services Advisors, Inc. (LODI CA)
CA
08/12/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (SACRAMENTO CA)
CA
11/30/2005 - 08/12/2006
PIPER JAFFRAY & CO. (SACRAMENTO CA)
NY
05/18/2004 - 06/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/07/2001 - 05/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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