Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam MacAluso is a financial advisor with Charles Schwab & CO., Inc., with over 40 years of experience in the financial services industry. Sam holds a Series 6, 7, 9, 10, 63, 66 and SIE licenses. Sam has previously worked at WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Sam specializes in portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
04/14/2022 - Present
Charles Schwab & CO., Inc. (Carmel IN)
IN
06/05/2020 - 12/03/2021
WELLS FARGO CLEARING SERVICES, LLC (INDIANAPOLIS IN)
IN
10/26/2001 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (INDIANAPOLIS IN)
MO
02/10/1988 - 10/26/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/19/1983 - 02/22/1988
THOMSON MCKINNON SECURITIES INC.
NA
12/11/1980 - 07/11/1983
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
BOTH
Issued 07/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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