Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Irvine is a financial advisor with Avantax Advisory Services and has been in the industry since June 10, 2013. Sam is registered with FINRA and the state of New York and holds the Series 66, SIE and Series 7 licenses. Sam also has a Certified Financial Planner designation. Sam specializes in financial planning, retirement planning, and investment management. Sam has experience working with individuals, families, and businesses. Sam also has experience working with high-net-worth individuals, pension and profit sharing plans, and corporations. Sam offers a variety of financial services, including financial planning, investment management, and insurance. Sam is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/24/2023 - Present
Avantax Advisory Services (DALLAS TX)
NY
11/25/2014 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ROCHESTER NY)
NY
06/04/2013 - 11/17/2014
MORGAN STANLEY (ROCHESTER NY)
BOTH
Issued 06/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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