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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Osborne is a financial advisor with Raymond James & Associates, Inc. Sam has been in the industry since January 19, 2018 and has experience with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC. Sam holds licenses in Arizona, California, Colorado, Florida, Illinois, Michigan, Minnesota, North Carolina, Ohio, South Carolina, South Dakota, Texas, Utah, and Wisconsin. Sam is a licensed investment advisor representative and has the Series 6, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
04/15/2019 - Present
Raymond James & Associates, Inc. (Waukesha WI)
FL
12/14/2017 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VENICE FL)
FL
06/26/2017 - 09/28/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SARASOTA FL)
BOTH
Issued 02/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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