Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam N. Singh is a financial advisor at Fidelity Personal And Workplace Advisors, working out of the BROOKLYN, NY office. Sam has been working in the financial industry since December 2013. Sam's registration history includes previous work at LIFEMARK SECURITIES CORP., NETWORK 1 FINANCIAL SECURITIES INC., WELLS FARGO ADVISORS, LLC, and JOHN CARRIS INVESTMENTS LLC. Sam is licensed to provide financial advice in 53 states and the District of Columbia, plus holds a Series 7, Series 6, and Series 63 license. Sam's specialties include retirement planning, college savings, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/04/2022 - Present
Fidelity Personal AND Workplace Advisors (BROOKLYN NY)
NY
04/24/2019 - 07/14/2021
LIFEMARK SECURITIES CORP. (South Richmond Hill NY)
NY
02/24/2017 - 05/01/2017
NETWORK 1 FINANCIAL SECURITIES INC. (SYOSSET NY)
NY
04/04/2013 - 02/26/2015
WELLS FARGO ADVISORS, LLC (HEMPSTEAD NY)
NY
06/13/2011 - 09/01/2011
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NJ
04/11/2011 - 06/13/2011
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
03/17/2011 - 04/01/2011
OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)
NY
06/03/2005 - 11/05/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
MA
12/08/2003 - 06/16/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/08/2003 - 06/16/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/01/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sam Singh is the right advisor for you? Invested Better is here to help.
