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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Moshe is an investment advisor representative with Morgan Stanley. Sam Moshe has been in the securities industry since November 10, 1993. Sam Moshe is registered with the state of Florida and Texas. Sam Moshe is also registered with FINRA. Sam Moshe's current firm is Morgan Stanley, but Sam Moshe has also been employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANK OF AMERICA, N.A. and MORGAN STANLEY. Sam Moshe holds the Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65 licenses. Sam Moshe also holds the SIE license. Sam Moshe's primary business is providing financial planning, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. Sam Moshe also owns and operates several real estate businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/27/2016 - Present
Morgan Stanley (Aventura FL)
FL
11/11/1993 - 06/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
IA
Issued 12/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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