Unclaimed
Sam Dwyer is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Sam has been in the financial industry for over 2 years. Sam has passed the Series 7TO and SIE exams. Sam is registered to provide investment advice in Colorado, District of Columbia, Florida, Louisiana, Maryland, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/19/2024 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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