Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Luby has been active in the financial services industry since 1986 and is currently a registered representative with Wells Fargo Advisors Financial Network, LLC. Sam Luby has held previous positions with a number of firms including Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Smith Barney Shearson Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Kidder, Peabody & Co. Incorporated. Sam Luby is licensed to provide investment advisory services in 38 states and is a registered Investment Advisor in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/02/2024 - Present
Wells Fargo Advisors Financial Network, LLC (MIAMI FL)
FL
07/01/2003 - 08/01/2024
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
NY
10/10/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/12/1993 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/27/1989 - 11/10/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/30/1989 - 12/14/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/13/1987 - 11/07/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/25/1986 - 12/08/1987
JOSEPHTHAL & CO., INCORPORATED
BC
Issued 04/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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