Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Robinson IV, a CERTIFIED FINANCIAL PLANNER™, is a financial advisor registered with Wells Fargo Clearing Services, LLC. Sam has been in the industry since 2000 and has worked for several well-known firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Teachers Personal Investors Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Wachovia Securities, LLC. Sam has a broad range of experience and has provided financial advice to a diverse group of clients including individuals, families, businesses, and institutions. Sam holds both Series 7 and Series 63 licenses and is also a registered Investment Advisor Representative in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/17/2011 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
10/03/2008 - 11/17/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/21/2007 - 08/12/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
10/29/2003 - 12/31/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
01/12/2001 - 10/20/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/08/2000 - 12/18/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 12/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sam Robinson is the right advisor for you? Invested Better is here to help.
