Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam L. Friday is a registered representative with J.P. Morgan Securities LLC. Sam is located in Shreveport, Louisiana and has been in the industry since January 1998. Sam has a total of 19 approved registrations. Sam also holds the Series 63, Series 66, and Series 7 licenses. Prior to joining J.P. Morgan Securities LLC, Sam worked at Chase Investment Services Corp, Banc One Securities Corporation and Domestic Financial Services, Inc. Sam works with high net worth individuals, pension and profit sharing plans, corporations or other businesses and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
09/20/2013 - Present
J.p. Morgan Securities LLC (SHREVEPORT LA)
LA
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BOSSIER CITY LA)
IL
10/17/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
LA
11/15/1999 - 10/13/2003
DOMESTIC FINANCIAL SERVICES, INC. (SHREVEPORT LA)
MO
01/06/1998 - 11/08/1999
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 08/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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