Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Lopresti is a financial advisor who has been in the industry for over 23 years. Sam is registered with Morgan Stanley and has been with the firm since 2012. Sam has a wide range of experience in the financial services industry, including working with individuals, families, and businesses. Sam provides a variety of financial planning and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Pasadena CA)
CA
07/26/2011 - 10/10/2011
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
CA
06/01/2009 - 12/02/2009
MORGAN STANLEY SMITH BARNEY (VALENCIA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VALENCIA CA)
CA
11/28/1997 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
IA
Issued 08/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sam Lopresti is the right advisor for you? Invested Better is here to help.
