Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Hastings Grosso is a financial advisor registered with Ameriprise Financial Services, LLC. Sam has been in the industry since March 16, 2017. Sam has passed the Series 6, 7, 63 and 66 exams and holds registrations in multiple states. Sam has been with Ameriprise Financial Services, LLC since June 2022. Prior to joining Ameriprise Financial Services, LLC, Sam was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Sam is also registered as an Investment Advisor Representative in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/24/2022 - Present
Ameriprise Financial Services, LLC (SHELTON CT)
NY
11/30/2017 - 06/27/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/12/2017 - 08/10/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
CT
01/11/2017 - 05/09/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Norwalk CT)
CT
07/29/2016 - 11/14/2016
FORESTERS FINANCIAL SERVICES, INC. (NORTH HAVEN CT)
BOTH
Issued 12/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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