Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Ghali is a financial advisor who has been in the industry since 2001. Sam is currently registered with Citigroup Global Markets Inc. and is also registered in Connecticut, New Jersey, New York, North Carolina and Texas. Prior to joining Citigroup Global Markets Inc., Sam worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sam has extensive experience in providing investment advice and financial planning services to a wide range of clients, including individuals, families, corporations, and institutions. Sam is a highly skilled and experienced advisor who is committed to providing his clients with personalized and comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
03/07/2015 - Present
Citigroup Global Markets Inc. (Fort Mill SC)
NY
09/18/2007 - 03/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/09/2003 - 09/11/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CO
12/04/1997 - 12/21/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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