Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Consos is a financial advisor registered with Wells Fargo Clearing Services, LLC. Sam has been in the industry since 1993, and has experience in financial planning and portfolio management. Sam is a registered representative in California and Texas, and holds the Series 7, Series 63 and Series 65 licenses. Sam's prior experience includes roles with Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Cal Fed Investments, Glenfed Brokerage Services, Lazar Frederick & Company, ASB Financial Services and Griffin Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2024 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ENCINO CA)
CA
02/22/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
11/14/1998 - 02/10/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
11/28/1995 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CA
12/09/1994 - 12/04/1995
LAZAR FREDERICK & COMPANY (BEVERLY HILLS CA)
CA
05/21/1993 - 08/17/1994
ASB FINANCIAL SERVICES (IRVINE CA)
NA
10/29/1992 - 05/20/1993
GRIFFIN FINANCIAL SERVICES
IA
Issued 07/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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