Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Garrard is a financial advisor with Wells Fargo Clearing Services, LLC. Sam has been in the financial services industry for over 20 years. Sam holds the Series 6, 7, 63, and 66 securities licenses, as well as the SIE. Sam has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Sam is also experienced in providing investment consulting services to institutional clients. Sam is dedicated to providing their clients with personalized financial advice and services that meet their individual needs. Sam is committed to helping clients achieve their financial goals. Sam previously worked at Truist Investment Services, Inc., Investment Professionals, Inc., VSR Financial Services, Inc., Linsco/Private Ledger Corp., and Northwestern Mutual Investment Services, LLC. Sam is registered with the state of Tennessee as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
07/19/2021 - Present
Wells Fargo Clearing Services, LLC (FRANKLIN TN)
TN
03/27/2017 - 07/19/2021
TRUIST INVESTMENT SERVICES, INC. (MADISON TN)
TN
08/01/2011 - 03/27/2017
INVESTMENT PROFESSIONALS, INC. (LAWRENCEBURG TN)
TN
05/01/2007 - 08/02/2011
VSR FINANCIAL SERVICES, INC. (FRANKLIN TN)
TN
09/14/2005 - 05/07/2007
LINSCO/PRIVATE LEDGER CORP. (COLUMBIA TN)
WI
03/19/2004 - 08/05/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sam Garrard is the right advisor for you? Invested Better is here to help.
