Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Frederick Lewis is a financial professional with over 30 years of experience in the industry. Sam has a wide range of experience in the financial services sector, including working with clients in various capacities. Sam is currently registered with Dinosaur Financial Group, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Sam is dedicated to helping clients achieve their financial goals through personalized advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/29/2024 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
PA
05/19/2021 - 08/26/2022
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
IL
05/15/2019 - 12/31/2020
GREAT POINT CAPITAL LLC (CHICAGO IL)
FL
05/22/2002 - 09/13/2017
LPE SECURITIES, LLC (SAINT PETERSBURG FL)
CA
12/12/2003 - 10/06/2004
FINACORP SECURITIES (IRVINE CA)
FL
09/15/1999 - 04/03/2002
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
10/20/1998 - 08/25/1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC. (MIAMI FL)
PA
08/03/1998 - 10/29/1998
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
FL
08/28/1997 - 03/03/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
FL
10/11/1994 - 08/29/1997
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
NY
04/25/1990 - 10/17/1994
SMITH BARNEY INC. (NEW YORK NY)
FL
04/07/1989 - 02/14/1990
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC. (FORT LAUDERDALE FL)
FL
04/07/1989 - 02/14/1990
MARCUS, STOWELL & BEYE, INC. (FORT LAUDERDALE FL)
NA
10/04/1984 - 05/31/1985
THOMSON MCKINNON SECURITIES INC.
NA
02/10/1983 - 09/30/1984
E. F. HUTTON & COMPANY INC
NA
01/26/1982 - 01/25/1983
DUNCAN-WILLIAMS, INC.
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2003
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1985
Series 5 - Interest Rate Options Examination
BC
Issued 03/30/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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