Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Elgoual is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Sam is a Series 6, 7, 63, and 65 licensed professional with experience in the financial services industry since 2018. Sam has been with Fidelity Personal and Workplace Advisors since 2019. Previously, Sam was employed with Wells Fargo Clearing Services, LLC in Alhambra, CA. Sam’s expertise lies in providing financial planning and investment management advice. Sam is licensed to provide investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/12/2021 - Present
Fidelity Personal AND Workplace Advisors (LOS ANGELES CA)
CA
08/21/2018 - 06/04/2019
WELLS FARGO CLEARING SERVICES, LLC (ALHAMBRA CA)
IA
Issued 02/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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