Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam E. Howard is an Investment Advisor Representative with Robert W. Baird & Co. Inc. Sam E. Howard is also a Certified Financial Planner and has been in the industry since July 2006. Sam E. Howard has previous work experience with WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Sam E. Howard is registered in 32 states for both broker-dealer and investment adviser activities. Sam E. Howard's current firm, Robert W. Baird & Co. Inc., is a well-established company with over 2000 investment adviser representatives and $287.5 billion in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
03/25/2019 - Present
Robert W. Baird & Co. Inc. (Midland MI)
MI
01/01/2008 - 03/27/2019
WELLS FARGO CLEARING SERVICES, LLC (MIDLAND MI)
MI
07/11/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MIDLAND MI)
BOTH
Issued 07/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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