Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Sy is a financial advisor with Packerland Brokerage Services, Inc. Sam Sy has been in the industry since 1996. Sam Sy is registered with FINRA and the state of California. Sam Sy specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors services. Sam Sy also provides portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/12/2018 - Present
Packerland Brokerage Services, Inc. (City of Industry CA)
CA
05/18/2010 - 10/12/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
CA
12/12/2006 - 04/16/2009
WAMU INVESTMENTS, INC. (ARCADIA CA)
CA
11/12/2003 - 12/05/2006
BANCWEST INVESTMENT SERVICES, INC. (ROSEMEAD CA)
SC
07/15/2003 - 11/13/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
02/15/2002 - 07/08/2003
IFMG SECURITIES, INC. (PURCHASE NY)
CA
10/19/2000 - 03/19/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
12/12/1994 - 10/25/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
12/12/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 05/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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