Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Dorsch is a registered representative with Scotia Capital (usa) Inc. and has been in the industry since March 22, 2022. Sam is registered to offer securities in all 50 states, as well as Puerto Rico. Sam holds the Series 79TO, SIE, and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/20/2023 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
03/06/2019 - 09/01/2020
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
BC
Issued 11/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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