Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Brindley is a financial professional with over two decades of experience in the industry. Sam currently works as a Registered Representative for Blackrock Investments, LLC, where they have been since October 2013. Prior to that, Sam held positions at BNP Paribas Securities Corp and UBS Securities LLC. Sam has a broad range of knowledge and licenses, having passed the Series 7, Series 24, Series 63, and SIE exams. Sam is registered to provide investment services in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/09/2013 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
01/07/2010 - 05/13/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/23/2001 - 12/14/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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