Unclaimed
Sam cheol Shin is a financial advisor with over 25 years of experience in the financial services industry. Sam cheol Shin currently works at Nylife Securities LLC and is registered with FINRA as a General Securities Representative. Sam cheol Shin holds Series 6, 63 and SIE licenses. Sam cheol Shin is registered in California. Sam cheol Shin's previous experience includes positions with Signator Investors, Inc. and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/01/2024 - Present
Nylife Securities LLC (LOS ANGELES CA)
MA
05/25/2004 - 08/16/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
NJ
08/26/1998 - 02/20/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 05/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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