Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sam? Claim Your ProfileSam Alkema is a financial advisor at Neuberger Berman BD LLC. Sam is registered in Illinois and New York. Sam has passed the Series 31, Series 7TO, and SIE exams. Sam has been in the industry since 2017, and has worked at Mesirow, Mercer, Aon and DePauw University before joining Neuberger Berman. Sam specializes in selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
09/07/2022 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BOTH
Issued 09/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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