Unclaimed
Sam Albert Dayhood is a financial advisor with over 25 years of experience in the industry. Sam is currently registered with Raymond James Financial Services Advisors, Inc. Sam also has previous experience with Sterne Agee Financial Services, Inc., Sterne Agee Capital Markets, Inc., and PRUCO Securities Corporation. Sam holds a Series 6, 7, 24, and 63 license and has earned the Certified Financial Planner designation. Sam is a registered investment advisor in Alabama, Florida, Massachusetts, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
01/19/2023 - Present
Raymond James Financial Services Advisors, Inc. (BIRMINGHAM AL)
AL
04/06/2002 - 11/02/2016
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
05/15/1996 - 04/06/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NJ
06/29/1995 - 05/16/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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