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Sam Adamson Hill

Lake Street Capital Markets, LLC

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About Sam Adamson Hill

Sam Adamson Hill is a financial professional with over 8 years of experience in the financial services industry. Sam currently works at Lake Street Capital Markets, LLC, a brokerage firm registered with the Financial Industry Regulatory Authority (FINRA). Sam has a Series 63, Series 79, and Series 24 license. Sam's experience includes time at H.C. Wainright & Co., LLC, Maxim Group LLC, and Nomura Securities International, Inc.

Firm Information

Sam Hill is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sam Hill’s Registration & Firm History

CA

05/30/2023 - Present

Lake Street Capital Markets, LLC (LOS ANGELES CA)

NY

06/14/2021 - 01/04/2023

H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)

NY

02/24/2021 - 06/30/2021

MAXIM GROUP LLC (NEW YORK NY)

NY

12/04/2019 - 08/28/2020

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

CA

05/02/2017 - 07/05/2019

PERELLA WEINBERG PARTNERS LP (SAN FRANCISCO CA)

CA

09/10/2015 - 04/11/2017

OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)

NY

08/13/2010 - 08/13/2012

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/27/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sam Adamson Hill. Review regulatory record here.
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