Unclaimed
Sam Adamson Hill is a financial professional with over 8 years of experience in the financial services industry. Sam currently works at Lake Street Capital Markets, LLC, a brokerage firm registered with the Financial Industry Regulatory Authority (FINRA). Sam has a Series 63, Series 79, and Series 24 license. Sam's experience includes time at H.C. Wainright & Co., LLC, Maxim Group LLC, and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/30/2023 - Present
Lake Street Capital Markets, LLC (LOS ANGELES CA)
NY
06/14/2021 - 01/04/2023
H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)
NY
02/24/2021 - 06/30/2021
MAXIM GROUP LLC (NEW YORK NY)
NY
12/04/2019 - 08/28/2020
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CA
05/02/2017 - 07/05/2019
PERELLA WEINBERG PARTNERS LP (SAN FRANCISCO CA)
CA
09/10/2015 - 04/11/2017
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
NY
08/13/2010 - 08/13/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
IA
Issued 04/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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