Unclaimed
Salvatore Trovato is an active broker registered with FINRA and a registered representative with Smbc Nikko Securities America, Inc. Salvatore is a licensed Series 27, Series 99 and SIE. Salvatore has been in the industry since September 14, 2013. Salvatore previously worked at Barclays Capital Inc. and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/29/2017 - 10/27/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/01/2012 - 10/04/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 02/01/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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