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Salvatore Trovato

Smbc Nikko Securities America, Inc.

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About Salvatore Trovato

Salvatore Trovato is an active broker registered with FINRA and a registered representative with Smbc Nikko Securities America, Inc. Salvatore is a licensed Series 27, Series 99 and SIE. Salvatore has been in the industry since September 14, 2013. Salvatore previously worked at Barclays Capital Inc. and RBC Capital Markets, LLC.

Firm Information

Salvatore Trovato is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvatore Trovato’s Registration & Firm History

NY

03/13/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/29/2017 - 10/27/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/01/2012 - 10/04/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/2013

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Salvatore Trovato.
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