Unclaimed
Salvatore Vero is an investment advisor representative associated with LPL Financial LLC. Salvatore has been in the securities industry for over 30 years and has worked with firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. Salvatore is registered with the state of South Carolina and has passed several exams including Series 65, Series 63, Series 14, Series 53, Series 4, Series 24, Series 8, Series 52TO, Series 57TO, SIE, Series 3, Series 55, and Series 7. Salvatore's specializations include financial planning, pension consulting, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/10/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/23/2009 - 09/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/17/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
08/31/2006 - 10/06/2006
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
05/04/2006 - 09/01/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
10/07/2003 - 05/12/2006
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
10/29/1999 - 10/18/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
06/05/1998 - 10/21/1999
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
12/21/1997 - 05/04/1998
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
06/01/1992 - 12/15/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
05/15/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NJ
04/27/1990 - 10/30/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/10/1989 - 05/15/1989
BEAR, STEARNS & CO. INC.
IA
Issued 06/18/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2012
Series 14 - Compliance Officer Examination
BC
Issued 06/11/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/2009
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 05/14/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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