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Salvatore Spagnuolo

LPL Enterprise, LLC

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About Salvatore Spagnuolo

Salvatore Spagnuolo is a financial advisor with LPL Enterprise, LLC based in Basking Ridge, NJ. Salvatore has been in the financial services industry since 1994. Salvatore has experience working with clients in a number of financial services areas including investment advisory and brokerage services. Salvatore is registered in the state of NJ and TX.

Firm Information

Salvatore Spagnuolo is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Spagnuolo’s Registration & Firm History

NJ

11/14/2024 - Present

LPL Enterprise, LLC (BASKING RIDGE NJ)

NJ

07/13/2020 - 10/21/2021

PRINCIPAL SECURITIES, INC. (Parsippany NJ)

NJ

07/13/2017 - 07/10/2020

ALLSTATE FINANCIAL SERVICES, LLC (FORT LEE NJ)

NY

03/21/2017 - 07/26/2017

LIFEMARK SECURITIES CORP. (New York NY)

NY

04/29/2015 - 02/07/2017

ALLSTATE FINANCIAL SERVICES, LLC (Seaford NY)

NY

06/03/2014 - 01/12/2015

MML INVESTORS SERVICES, LLC (MELVILLE NY)

NY

04/28/2004 - 05/07/2014

ALLSTATE FINANCIAL SERVICES, LLC (NEW YORK NY)

NY

06/20/2003 - 04/06/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

10/18/2002 - 06/30/2003

VERAVEST INVESTMENTS, INC. (WORCESTER MA)

NJ

02/15/2002 - 06/11/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

GA

10/30/1996 - 05/31/2000

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CT

10/09/1995 - 07/15/1996

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

02/01/1995 - 09/01/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

02/01/1995 - 09/01/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

VT

02/01/1994 - 07/28/1994

EQUITY SERVICES, INC. (MONTPELIER VT)

CT

01/30/1992 - 02/22/1994

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NJ

02/03/1988 - 12/16/1988

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

11/18/1986 - 04/02/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 08/06/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 04/03/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2002

Series 7 - General Securities Representative Examination

BC

Issued 09/20/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Salvatore Spagnuolo. Review regulatory record here.
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