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Salvatore Rocco Faia

Vigilant Distributors, LLC

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About Salvatore Rocco Faia

Salvatore Faia is a registered representative with Vigilant Distributors, LLC. Salvatore is a financial professional with experience in the industry, having started in March 2003. Salvatore is a Series 7, Series 24, Series 63, Series 79TO and Series 99TO licensed representative and is currently registered in Indiana and Pennsylvania.

Firm Information

Salvatore Faia is currently registered with Vigilant Distributors, LLC. Vigilant Distributors, LLC is a Limited Liability Company formed in June 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvatore Faia’s Registration & Firm History

PA

05/15/2017 - Present

Vigilant Distributors, LLC (Chadds Ford PA)

PA

08/09/2010 - 05/22/2017

FS INVESTMENT SOLUTIONS, LLC (PHILADELPHIA PA)

PA

05/21/2010 - 07/21/2010

FS2 CAPITAL PARTNERS, LLC (PHILADELPHIA PA)

ME

04/05/2006 - 05/07/2009

AFBA FIVE STAR SECURITIES COMPANY (PORTLAND ME)

ME

04/11/2005 - 03/17/2006

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

ME

02/03/2004 - 09/08/2004

ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)

PA

02/03/2004 - 09/08/2004

BLACKROCK DISTRIBUTORS, INC (KING OF PRUSSIA PA)

ME

02/03/2004 - 09/08/2004

OFFIT FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

ME

01/22/2003 - 09/08/2004

NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)

ME

04/05/2002 - 09/08/2004

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

PA

05/14/2001 - 02/11/2002

VILLANOVA SECURITIES LLC (CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 07/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Salvatore Rocco Faia.
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