linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Salvatore R Rios

Brean Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Salvatore? Claim Your Profile

About Salvatore R Rios

Salvatore Rios has been in the securities industry since 1992. Salvatore currently works for Brean Capital, LLC. Salvatore has previously been registered with Samuel A Ramirez & Co., Inc., Wedbush Securities Inc., Guggenheim Securities, LLC, E D & F Man Capital Markets Inc., Navigate Advisors, SG Americas Securities, LLC, MF Global Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Securities, Inc..

Firm Information

Salvatore Rios is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Salvatore Rios’s Registration & Firm History

NJ

07/09/2019 - Present

Brean Capital, LLC (SUMMIT NJ)

NY

02/17/2016 - 10/06/2016

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NY

04/24/2015 - 10/05/2015

WEDBUSH SECURITIES INC. (NEW YORK NY)

NY

03/11/2014 - 01/23/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NJ

05/06/2013 - 11/04/2013

E D & F MAN CAPITAL MARKETS INC. (LITTLE SILVER NJ)

NJ

05/16/2011 - 04/12/2013

NAVIGATE ADVISORS (LITTLE SILVER NJ)

NY

06/03/2010 - 05/17/2011

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

02/19/2009 - 05/11/2010

MF GLOBAL INC. (NEW YORK NY)

NY

01/15/1991 - 08/15/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

07/25/1987 - 08/23/1990

BNY SECURITIES, INC.

Not sure if Salvatore R Rios is right for you?

Licenses & Designations

BC

Issued 02/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2008

Series 30 - NFA Branch Manager Examination

BC

Issued 10/06/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1991

Series 3 - National Commodity Futures Examination

BC

Issued 01/14/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Salvatore R Rios.
Not sure if Salvatore R Rios is right for you?