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Salvatore Mondello

Equity Services, Inc.

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About Salvatore Mondello

Salvatore Mondello is a registered representative with Equity Services, Inc., an investment firm based in Montpelier, Vermont. Salvatore has been in the financial services industry for over 30 years and has extensive experience working with a variety of clients, including individuals, corporations, pension plans, and charitable organizations. Salvatore is currently registered in 10 states, including Florida, New York, Connecticut, New Jersey, Pennsylvania, South Carolina, Massachusetts, and Montana. Salvatore holds several professional licenses and designations, including the Series 7, Series 66, and Series 27 exams. Salvatore is dedicated to providing comprehensive financial advice and investment management services to help clients achieve their financial goals.

Firm Information

Salvatore Mondello is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Mondello’s Registration & Firm History

NY

06/22/2021 - Present

Equity Services, Inc. (NEW YORK NY)

NY

11/05/2013 - 05/29/2019

HORNOR, TOWNSEND & KENT, LLC (UNIONDALE NY)

NY

11/08/2006 - 11/14/2013

LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)

NY

11/07/2003 - 11/09/2006

HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)

FL

01/29/2003 - 11/07/2003

LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)

NY

12/20/2000 - 02/19/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

05/14/1993 - 10/18/1999

INTERCAPITAL SECURITIES, INC. (NEW YORK NY)

NA

09/22/1994 - 07/17/1996

INTERCAPITAL EMERGING MARKETS, INC.

NA

04/17/1991 - 08/04/1992

FUNDAMENTAL BROKERS

NA

08/11/1987 - 09/01/1989

FUNDAMENTAL BROKERS INC.

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Licenses & Designations

BOTH

Issued 03/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/1993

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Salvatore Mondello. Review regulatory record here.
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