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Salvatore Lauri

W & S Brokerage Services, Inc.

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About Salvatore Lauri

Salvatore Lauri is a financial advisor with over 15 years of experience in the industry. Salvatore is currently registered with W&S Brokerage Services, Inc. and has held previous registrations with several other firms, including Edward Jones, MML Investors Services, LLC, MetLife Securities Inc., Nationwide Securities, LLC, NYLIFE Securities LLC, and PNC Investments. Salvatore has a broad range of experience in the financial services industry and holds multiple licenses and certifications.

Firm Information

Salvatore Lauri is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Lauri’s Registration & Firm History

PA

03/12/2019 - Present

W&S Brokerage Services, Inc. (WAYNE PA)

PA

03/13/2017 - 10/30/2018

EDWARD JONES (SPRINGFIELD PA)

PA

03/28/2016 - 02/09/2017

MML INVESTORS SERVICES, LLC (Norwood PA)

PA

11/25/2014 - 01/20/2016

METLIFE SECURITIES INC. (NEWTOWN SQUARE PA)

PA

09/01/2009 - 03/05/2013

NATIONWIDE SECURITIES, LLC (SWARTHMORE PA)

PA

09/17/2008 - 06/25/2009

NYLIFE SECURITIES LLC (BALA CYNWYD PA)

PA

06/23/2006 - 07/22/2008

PNC INVESTMENTS (PROSPECT PARK PA)

MO

01/19/2006 - 03/30/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 05/08/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/09/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Salvatore Lauri.
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