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Salvatore Joseph Diprima

Aegis Capital Corp.

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About Salvatore Joseph Diprima

Salvatore Diprima is a registered representative with Aegis Capital Corp., where he has been since August 2016. Before joining Aegis Capital Corp., Salvatore worked at National Securities Corporation and John Thomas Financial. Salvatore holds a Series 7 license and is also a registered options principal. Salvatore has been in the financial services industry since September 2002.

Firm Information

Salvatore Diprima is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Salvatore Diprima’s Registration & Firm History

NJ

08/05/2016 - Present

Aegis Capital Corp. (Red Bank NJ)

NJ

02/11/2014 - 08/08/2016

NATIONAL SECURITIES CORPORATION (RED BANK NJ)

NY

11/01/2010 - 05/24/2012

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

03/08/2010 - 11/01/2010

VFINANCE INVESTMENTS, INC (NEW YORK NY)

NY

12/14/2009 - 11/01/2010

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

06/22/2009 - 12/10/2009

UBS SERVICES USA LLC (WEEHAWKEN NJ)

NJ

07/17/2000 - 01/25/2008

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NJ

12/14/1999 - 05/15/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NJ

05/19/1999 - 11/24/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 07/01/2014

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Salvatore Joseph Diprima.
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