Unclaimed
Salvatore Ricco is a financial advisor with over 30 years of experience in the industry. Salvatore is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2009. Prior to this, Salvatore worked at several other firms including GFA Securities, LLC, Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Jefferson Pilot Securities Corporation, and NYLIFE Securities Inc. Salvatore is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
11/13/2009 - Present
Cambridge Investment Research Advisors, Inc. (TAMPA FL)
NY
02/24/2004 - 11/02/2009
GFA SECURITIES, LLC (NEW YORK NY)
CA
08/01/2003 - 03/03/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
02/18/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IN
07/07/1992 - 02/17/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NY
12/09/1986 - 06/22/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/08/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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