Unclaimed
Salvatore Tocco is an investment advisor representative with Janney Montgomery Scott LLC. Salvatore has been in the securities industry for over 24 years and has been with Janney Montgomery Scott LLC since March 2012. Salvatore has Series 7, Series 63, Series 24, Series 31 and SIE licenses. Salvatore has experience working with individuals, corporations, businesses, and charitable organizations. Salvatore is registered in numerous states to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
RI
03/14/2012 - Present
Janney Montgomery Scott LLC (Warwick RI)
CT
03/24/2003 - 03/29/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (LEDYARD CT)
NJ
08/27/1999 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
06/07/1999 - 07/29/1999
DEAN WITTER REYNOLDS INC.
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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