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Salvatore Guerrieri

Cetera Investment Services LLC

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About Salvatore Guerrieri

Salvatore Guerrieri is a financial professional with over 30 years of experience in the industry. Salvatore is currently registered with Cetera Investment Services LLC, a firm that is not in scope of the Investment Advisers Act of 1940. Prior to joining Cetera Investment Services LLC, Salvatore was registered with M&T Securities, Inc., CitiCorp Investment Services, CitiCorp Financial Services, Inc., A. G. Edwards & Sons, Inc., and Sherwood Capital, Inc.. Salvatore holds several licenses and certifications including Series 7, Series 24, Series 52TO, Series 53, and Series 63. Salvatore specializes in municipal securities and has a strong track record of providing financial advice to clients.

Firm Information

Salvatore Guerrieri is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvatore Guerrieri’s Registration & Firm History

NY

03/07/2018 - Present

Cetera Investment Services LLC (PITTSFORD NY)

NY

03/04/1996 - 05/16/2017

M&T SECURITIES, INC. (BUFFALO NY)

NY

03/16/1990 - 01/02/1996

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NA

07/05/1991 - 06/01/1992

CITICORP FINANCIAL SERVICES,INC.

MO

04/11/1988 - 02/07/1990

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NA

07/21/1987 - 04/28/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

IA

Issued 02/01/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/11/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/1992

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/11/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Salvatore Guerrieri. Review regulatory record here.
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