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Salvatore Francis Guerra

Fidelity Brokerage Services LLC

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About Salvatore Francis Guerra

Salvatore Francis Guerra has been a registered securities professional since 1990. Currently, Salvatore Guerra is registered with Fidelity Brokerage Services LLC and has been with them since 2008. Before joining Fidelity Brokerage Services LLC, Salvatore Guerra was registered with Fidelity Investments Institutional Services Company, Inc., Putnam Retail Management Limited Partnership and Baybanks Brokerage Services, Inc. Salvatore Francis Guerra's professional experience has spanned roles across various companies within the financial services industry. Salvatore Francis Guerra is currently registered with FINRA and the states of California, Connecticut, Kentucky, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Utah and Virginia.

Firm Information

Salvatore Guerra is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvatore Guerra’s Registration & Firm History

MA

01/01/2008 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

06/26/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

MA

06/02/2004 - 09/20/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

MA

07/21/1997 - 05/03/2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NA

02/09/1993 - 09/06/1994

BAYBANKS BROKERAGE SERVICES, INC.

NY

10/22/1990 - 12/11/1992

MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/18/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Salvatore Francis Guerra.
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