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Salvatore Antonino Raffa

Northcoast Research Partners, LLC

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About Salvatore Antonino Raffa

Salvatore Raffa is a financial professional with over 20 years of experience in the industry. Salvatore has a Series 7, Series 24, and Series 27 license. Salvatore is currently registered with Northcoast Research Partners, LLC and previously worked at America Northcoast Securities, Inc., FTN Equity Capital Markets Corp., Midwest Research Securities Limited, and Maxus Securities Corp. Salvatore is a specialist in the financial industry with extensive knowledge and experience. Salvatore has a strong track record of success in providing clients with financial advice and guidance.

Firm Information

Salvatore Raffa is currently registered with Northcoast Research Partners, LLC. Northcoast Research Partners, LLC is a Limited Liability Company formed on October 29, 2008, and headquartered in Ohio. The firm is registered with the SEC and in 22 states and offers advisory services including security ratings, educational seminars, and publication of periodicals. They serve 6 investment companies and corporations or other businesses. They have 26 registered representatives and provide investment advisory functions to 23 clients.

Not reported

Assets Under Management

54

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Salvatore Raffa’s Registration & Firm History

OH

09/04/2009 - Present

Northcoast Research Partners, LLC (Cleveland OH)

OH

02/12/2010 - 06/01/2017

AMERICA NORTHCOAST SECURITIES, INC. (CLEVELAND OH)

OH

01/22/2003 - 08/17/2009

FTN EQUITY CAPITAL MARKETS CORP. (CLEVELAND OH)

OH

01/31/2000 - 02/15/2001

MIDWEST RESEARCH SECURITIES LIMITED (CLEVELAND OH)

OH

06/23/1999 - 02/25/2000

MAXUS SECURITIES CORP (CLEVELAND OH)

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Licenses & Designations

BC

Issued 06/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1999

Series 24 - General Securities Principal Examination

BC

Issued 09/01/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Salvatore Antonino Raffa.
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